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Statements of Policy

NASAA Adopted Statements of Policy Index

May 6, 2018

Corporate Securities Definitions (Amended May 6, 2018)

May 8, 2017

Electronic-Offering-Documents-and-Electronic-Signatures-Statement-of-Policy

September 11, 2016

Voting Rights

September 11, 2016

Specificity in Use of Proceeds

September 11, 2016

Promoters Equity Investment

September 11, 2016

Preferred Stocks

September 16, 2014

Franchise Multi-Unit Commentary

May 6, 2012

Registration of Oil Gas Programs

May 6, 2012

Registration of Equipment Programs

May 6, 2012

Registration of Commodity Pool Programs