NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
North American Securities Administrators Association
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Protect

NASAA members shield investors from harmful practices, products and people.

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Educate

NASAA members empower investors to make informed financial decisions.

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Facilitate

NASAA members provide regulatory frameworks for responsible capital formation.

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Advocate

NASAA’s legislative agenda calls for Congress to prioritize investor protection.

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Who We Are

The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.

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NASAA Spotlight

Electronic Filing (EFD)

The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
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Training

Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
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Franchise Resources

Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)
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Podcasts

Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.
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Requests for Comments

Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
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Enforcement Statistics

Learn more about the enforcement activities of NASAA members.
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Serve Our Seniors

NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.
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IAR Continuing Education

NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program
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News & Announcements

September 17, 2026

NASAA Announces 2027 System Fees for Investment Adviser Registration Depository System

NASAA today announced that the waiver of Investment Adviser Registration Depository (IARD) system fees for state-registered investment adviser firms will continue through 2027, and the initial set-up and annual system fees for investment adviser representatives will remain unchanged at $15.
August 10, 2026

NASAA Approves Updated Waiting Period for Series 63, 65, and 66 Exam Retests

June 15, 2026

NASAA Warns of Imposter Scams on World Elder Abuse Awareness Day

May 14, 2026

NASAA Statement on U.S. Senate Banking Committee Vote on the CLARITY Act

Archive

Investor Advisories

September 16, 2026

Informed Investor Advisory: Money Mules: How an Easy Buck Can Turn You into an Accidental Criminal

September 10, 2026

Informed Investor Advisory: Be in the Know: Five Quick Facts about Bitcoin ATMs

September 2, 2026

Informed Investor Advisory: Sorry, Your Adviser May Be a Fake

December 1, 2025

Informed Investor Advisory: Impersonation Scams

Archive

Events

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October 04, 2026

2026 NASAA Fall Annual Meeting
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November 17, 2026

2026 NASAA Regulatory Systems & Services Symposium
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Policy Updates

September 14, 2026 | Letters to Congress

NASAA Urges Senators to Vote NO on the Digital Asset Market Clarity Act

September 11, 2026 | Letters to Congress

NASAA Urges Senators to Vote NO on the Digital Asset Market Clarity Act

September 11, 2026 | Comment Letters

NASAA Comment Letter to FINRA Regarding Regulatory Notice 26-14: Communications with the Public

August 6, 2026 | Letters to Congress

NASAA Urges Congress to Scrutinize Preemption Proposals

July 27, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. S7-2026-17, Registered Offering Reform

July 20, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. S7-2026-18, Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies.

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NASAA Follow

The latest news from the North American Securities Administrators Association, the voice of state and provincial securities regulators.

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NASAA

@nasaa ·
4 Sep

Join us at NASAA’s inaugural Regulatory Systems & Services Symposium. Practical industry insights, filing best practices, and more. 📍Dallas | Nov. 17-18, 2026 🔗 https://bit.ly/nasaa2026rss

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NASAA

@nasaa ·
3 Sep

NASAA’s Fall Annual Meeting is where the future of securities regulation takes shape. 🎟️ Register now to attend in Chicago or join us online: https://bit.ly/nasaa2026fall
#NASAA #NASAA2026 #Securities #InvestorProtection #FinancialRegulation

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NASAA welcomes new member
Faith Anderson,
Director of Securities,
Washington Securities Division.

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NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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