NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
North American Securities Administrators Association
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Protect

NASAA members shield investors from harmful practices, products and people.

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Educate

NASAA members empower investors to make informed financial decisions.

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Facilitate

NASAA members provide regulatory frameworks for responsible capital formation.

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Advocate

NASAA’s legislative agenda calls for Congress to prioritize investor protection.

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Who We Are

The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.

Our Story

NASAA Spotlight

Electronic Filing (EFD)

The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
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Training

Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
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Franchise Resources

Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)
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Podcasts

Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.
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Requests for Comments

Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
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Enforcement Statistics

Learn more about the enforcement activities of NASAA members.
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Serve Our Seniors

NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.
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IAR Continuing Education

NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program
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News & Announcements

August 10, 2026

NASAA Approves Updated Waiting Period for Series 63, 65, and 66 Exam Retests

NASAA today announced a change to one of the waiting periods associated with NASAA’s Series 63, Series 65, and Series 66 qualification examinations. The revision will shorten the waiting period for candidates after their third unsuccessful attempt from 180 days to 60 days, allowing candidates the ability to retest 120 days earlier.  The new waiting period will take effect January 4, 2027.
June 15, 2026

NASAA Warns of Imposter Scams on World Elder Abuse Awareness Day

May 14, 2026

NASAA Statement on U.S. Senate Banking Committee Vote on the CLARITY Act

May 4, 2026

NASAA Modernizes Investment Adviser Advertising Rules to Align with Federal Standards

Archive

Investor Advisories

December 1, 2025

Informed Investor Advisory: Impersonation Scams

December 1, 2025

Informed Investor Advisory: Margin Madness

November 10, 2025

Informed Investor Advisory: Crypto Recovery Room Scams

October 6, 2025

NASAA Investor Bulletin: World Investor Week 2025

Archive

Events

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October 04, 2026

2026 NASAA Fall Annual Meeting
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November 17, 2026

2026 NASAA Regulatory Systems & Services Symposium
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Policy Updates

August 6, 2026 | Letters to Congress

NASAA Urges Congress to Scrutinize Preemption Proposals

July 27, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. S7-2026-17, Registered Offering Reform

July 20, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. S7-2026-18, Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies.

July 6, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. S7-2026-15, Semiannual Reporting

June 1, 2026 | Comment Letters

NASAA Comment Letter to the DOL Regarding Fiduciary Duties in Selecting Designated Investment Alternatives

May 18, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. S7-2026-08, Publication or Submission of Quotations Without Specified Information

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NASAA Follow

The latest news from the North American Securities Administrators Association, the voice of state and provincial securities regulators.

NASAA
nasaa NASAA @nasaa ·
15 Apr

Supporting parents. Raising kids. Planning for retirement.

If you’re part of the Sandwich Generation, you’re not alone—and Investor Self Defense matters.

NASAA’s free resources help investors spot red flags and protect their financial future: https://bit.ly/4vpGKyZ

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nasaa NASAA @nasaa ·
14 Apr

Join us May 5 in Washington, D.C. for NASAA’s Public Policy Symposium—a must‑attend event for insights on market trends and regulatory priorities.

📍 In person + virtual options available
🔗 Register: https://bit.ly/46RtlFa

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NASAA welcomes new member
Faith Anderson,
Director of Securities,
Washington Securities Division.

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NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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