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ABOUT SERVE OUR SENIORS
Welcome to NASAA’s Serve our Seniors. Here, you will find helpful resources, contacts and training materials meant to aid investors, federal and state agencies and the financial services industry. NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors. To this end, NASAA created its Senior Issues Committee in 2014. The Committee includes representatives from NASAA’s Board of Directors and a cross section of NASAA’s section committees (Broker-Dealer, Corporation Finance, Enforcement, Investment Adviser, and Investor Education).
As its name implies, the Committee focuses on financial abuse and financial fraud related to older investors including those in the near-retirement or retirement phase of their lives. The Committee collaborates with an advisory committee and other stakeholders to understand trends in this space, to find solutions to problems identified in the field, and to prevent harm through outreach and awareness. Experts from government, business, senior advocacy organizations, academia and the medical and legal fields comprise the advisory committee.
Senior Connection
Visit NASAA’s interactive map to contact your state or provincial securities regulator and to find other valuable resources to protect older individuals from investment abuse or fraud.
