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Letters to Congress

Topic
Year
May 20, 2013

NASAA Letter to Rep. Hank Johnson (D-GA) regarding H.R. 1844, the Arbitration Fairness Act of 2013

May 20, 2013

NASAA Letter to Sen. Al Franken (D-MN) regarding S. 878, the Arbitration Fairness Act of 2013

May 15, 2013

NASAA Letter to House Leadership regarding H.R. 1062, the SEC Regulatory Accountability Act of 2013

May 7, 2013

NASAA Letter to House Financial Services Committee Chairman and Ranking Member regarding H.R 1062, the SEC Regulatory Accountability Act of 2013

April 19, 2013

NASAA Letter to Rep. Maxine Waters (D-CA) regarding H.R. 1627, the Investment Adviser Examination Improvement Act of 2013

March 7, 2013

NASAA Letter to Senate Banking Committee Chairman and Ranking Member regarding NASAA’s Pro-Investor Legislative Agenda for the 113th Congress

March 7, 2013

NASAA Letter to House Financial Services Committee Chairman and Ranking Member regarding NASAA’s Pro-Investor Legislative Agenda for the 113th Congress

November 2, 2012

NASAA Letter to Senate Committee on Homeland Security and Governmental Affairs Chairman Joe Lieberman(I-CT) and Ranking Member Susan Collins (R-ME) Opposing S. 3468, the Independent Agency Regulatory Analysis Act.

July 25, 2012

NASAA Letter to House Financial Services Capital Markets Subcommittee Chairman Maxine Waters (D-CA) Supporting the Investment Adviser Examination Improvement Act of 2012





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