Legal Briefs
NASAA plays an important role in representing the membership’s position, including as amicus curiae, in significant legal proceedings that may have a widespread impact upon securities regulators and the rights of investors.
An index of all NASAA legal briefs is below.
April 28, 2004
NASAA’s Amicus Brief in Support of the Maryland Securities Divisions in the Case of Lubin v. Agora, Inc.
October 14, 2003
NASAA`s Amicus Brief in Support of the Oklahoma Department of Securities in the Accelerated Benefits Corp. Case
March 17, 2003
NASAA`s Amicus Brief in Support of the SEC`s Petition for a Writ of Certiorari in the ETS Payphones Case
February 10, 2003
NASAA Amicus Curiae motion and brief filed in the Virginia Supreme Court in support of a Petition for Rehearing, Tanner vs. State Corporation Commission
October 22, 2002