- Wisconsin is a disclosure jurisdiction.
- Wisconsin accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Wisconsin collects a fixed fee in the amount of $1500 (Reg A Tier 1) or $200 (Reg A Tier 2).
- Wisconsin accepts the Uniform Notice of Regulation A – Tier 2 Offering form.
- Both Tier 1 and Tier 2 filings expire after one year unless extended prior to expiration. The fee for extension is $200.
- Fees should be made payable to “DFI Division of Securities.” Payment should be sent to the following address:
| Mailing Address: | Courier Address: |
| PO Box 1768 Madison, WI 53701 |
4822 Madison Yards Way, North Tower Madison, WI 53705 |
- For additional information, please visit the regulator’s website at www.wdfi.org or contact them at (608) 266-2139.
