- New Hampshire is a disclosure jurisdiction.
- New Hampshire accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Name of licensed broker-dealer engaged in the distribution of the securities or, if a broker-dealer is not being used, the person(s) responsible for distributing the securities on the issuer’s behalf
- New Hampshire collects variable fee: 2/10 of 1% of the New Hampshire aggregate offering Price, to a maximum of $1,050, for each security being registered. A $200 examination fee is also required for each security being registered. Fees should be payable to “State of New Hampshire”. Payments should be sent to the following address:
Mailing Address: | Courier Address: |
Bureau of Securities Regulation N.H. Department of State 107 North Main Street #204 Concord, NH 03301-4989 |
Bureau of Securities Regulation N.H. Department of State 107 North Main Street #204 Concord, NH 03301-4989 |
- For additional information, please visit the Bureau’s website at http://sos.nh.gov/SecRegistration.aspx, or contact them at 603-225-9093.