- Montana is a merit jurisdiction.
- Montana accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Montana collects a variable fee: $200 for the first $100,000 sold in Montana and 1/10th of 1% of any excess sales over $100,000 in Montana, with a maximum fee of $1,000. Fees should be payable to “Montana Commissioner of Securities”. Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| 840 Helena Avenue Helena, MT 59601 |
840 Helena Avenue Helena, MT 59601 |
- For additional information, please visit the Commissioner’s website at www.csi.mt.gov, or contact them at (406) 444-4388.
