- Minnesota is a merit jurisdiction.
- Minnesota accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Minnesota collects a variable fee: $100 plus 1/10 of one percent of the amount to be sold in Minnesota to a total maximum fee of $300. Fees should be payable to “Minnesota Department of Commerce”. Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| Minnesota Department of Commerce 85 7th Place East Suite 280 St. Paul, MN 55101 |
Minnesota Department of Commerce 85 7th Place East Suite 280 St. Paul, MN 55101 |
- For additional information, please visit the Department’s website at https://mn.gov/commerce/industries/securities/, or contact them at (651) 539-1629.
