- Louisiana is a disclosure jurisdiction.
- Louisiana accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Louisiana collects a variable fee. There are two separate fees: 1) $250 flat fee for processing plus 2) a registration fee of 1/10 of 1% of the offering amount, with a minimum registration fee of $100 and a maximum registration fee of $1,000. Fees should be payable to “Commissioner of Securities”. Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| Office of Financial Institutions P.O. Box 94095 Baton Rouge, LA 70804-9095 |
Office of Financial Institutions 8660 United Plaza Blvd., 2nd Floor Baton Rouge, LA 70809-7024 |
- For additional information, please visit the Office of Financial Institution’s website at www.ofi.la.gov, or contact them at (225) 925-4512.
