- Indiana is a merit jurisdiction.
- Indiana accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- The filing fee is a flat $500 pursuant to Indiana Code 23-19-3-5
- Fees should be made payable to the “Indiana Secretary of State.” Payment should be sent to the following address:
| Mailing Address: | Courier Address: |
| Indiana Securities Division 302 W. Washington Street, Room E-111 Indianapolis, IN 46220 |
Indiana Securities Division 302 W. Washington Street, Room E-111 Indianapolis, IN 46220 |
- For additional information, please visit the regulator’s website at www.in.gov/sos/ or contact them at (317) 232-6681.
