If you are an investment adviser representative and are registered in a state that requires IAR CE, you should find the following information useful. Once you’ve determined that you have an IAR CE requirement, look through our list of approved providers. Once you have chosen an approved provider, choose IAR CE approved courses from their course catalog in order to start earning your IAR CE credits.
Jurisdictions Requiring IAR CE
Approved IAR CE Content Providers
FAQs
Click below for answers to frequently asked questions about the Investment Adviser Representative Continuing Education initiative.
Signing up for a FinPro account
IAR CE Webcasts and Trainings
NASAA is pleased to provide webcasts and trainings as part of the Investment Adviser Representative Continuing Education initiative.
- Applying FINRA’s Regulatory Element CE to IAR CE webcast, recorded July 21, 2022