Comment Letters
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September 19, 2005
NASAA Comment on Proposed Rule Governing Purchase, Sale, or Exchange of Deferred Variable Annuities
September 13, 2005
NASAA Comment on NASD Proposed Rule Change to Require Written Explanations in Arbitration Awards Upon the Request of Customers or Associated Persons
July 12, 2005
NASAA Comment on Proposed Uniform Branch Office Registration Form (Form BR); Release No. 34-51742; File No. SR-NASD-2005-30
October 6, 2004
Further NASAA Comment to the SEC Regarding its Proposed Rule on When Certain Broker-Dealers are Deemed Not to be Investment Advisers
August 24, 2004
