State Rule Proposals
May 5, 2010
Wisconsin Securities Law Penalty Enhancer Legislation Is Signed and Becomes Effective
May 5, 2010
December 30, 2009
Florida Office of Financial Regulation Issues Notice of Rule Development
December 30, 2009
December 23, 2009
Arizona Corporation Commission Notice of Proposed Order Regarding Dealer and Salesman Registration Fees and Salesman Transer Fee and Request for Comment
December 23, 2009
November 2, 2009
The Securities Division of the Washington Department of Financial Institutions recently filed a Rule Making Order amending its franchise registration rules
November 2, 2009
August 17, 2009
Proposed Florida Rule: Disqualifying Periods for Associated Person Registrations
August 17, 2009
June 30, 2009
