Testimony
May 6, 2001
Protecting Consumers: What Can Congress Do To Help Financial Regulators?
March 6, 2001 - Written Statement of the North American Securities Administrators Association To Be Included in the Hearing Record of The Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit Hearing, Committee on Financial Services
September 13, 2000
Organized Crime on Wall Street
September 13, 2000 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the House Commerce Committee Subcommittee on Finance and Hazardous Materials, U.S. House of Representatives
May 8, 2000
Market Structure Issues for the Futures, Options and Equities Markets
May 8, 2000 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the Committee on Banking, Housing and Urban Affairs, U.S. Senate Chicago, Illinois
February 25, 2000
NASAA Testimony Outlining Concerns About Day Trading
February 25, 2000 - Testimony of Deborah R. Bortner Director of Securities, Washington State Department of Financial Institutions Before the Senate Governmental Affairs Committee Permanent Subcommittee on Investigations
October 14, 1999
NASAA Statement on Public Offerings
October 14, 1999 - Written Statement of the North American Securities Administrators Association House Small Business Committee, Government Programs and Oversight Subcommittee
September 16, 1999
The Practices and Operations of the Day Trading Industry
September 16, 1999 - Oral Testimony of Peter C. Hildreth Director of Securities Regulation, New Hampshire Bureau of Securities and NASAA President Before the Senate Governmental Affairs Committee, Permanent Subcommittee on Investigations
June 25, 1999
Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball
June 25, 1999 - Testimony of Denise Voigt Crawford Texas Securities Commissioner and Past-President North American Securities Administrators Association, Inc. Before the U.S. House of Representatives Committee on Commerce, Subcommittee on Oversight and Investigations
March 23, 1999
Securities Frauds on the Internet and Current Issues Concerning Online Trading
March 23, 1999 - Testimony of G. Philip Rutledge Deputy Chief Counsel, Pennsylvania Securities Commission Before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate
February 24, 1999
The Financial Services Modernization Act of 1999
February 24, 1999 - Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the Senate Banking, Housing and Urban Affairs Committee, United States Senate
February 11, 1999
