Current Headlines
April 2, 2013
NASAA Issues Investor Advisory on Private Placement Offerings
April 2, 2013--In advance of a federal rule to allow advertising of high-risk and potentially fraudulent private placement offerings, NASAA has issued an advisory cautioning investors about the risks these offerings carry.
March 22, 2013
NASAA to Team With AARP on Webinar
Protect Your Finances: Tips to Avoid Financial Fraud Join AARP and NASAA for a free, online interactive discussion on Tuesday, April 23, 2013, at 2 p.m. as we answer your questions about ensuring the security of your nest egg. We’ll also highlight tips to help you hang on to your hard-earned money, including: Spotting common […]
March 19, 2013
NASAA President Delivers Keynote Address at SIFMA Conference
WASHINGTON, D.C. (March 19, 2013) – The lack of civil recovery options for harmed investors is weakening the confidence of investors in financial products and markets, the president of the North American Securities Administrators Association (NASAA) said in a keynote speech delivered today at the Securities Industry and Financial Markets Association (SIFMA) Compliance and Legal […]
March 5, 2013
NASAA Outlines Legislative Agenda
March 5, 2013--Legislative agenda offers Congress a roadmap to promote sustained investor confidence in U.S. capital markets.
February 28, 2013
State Securities Regulators to Outline Legislative Priorities for the 113th Congress
Media Advisory: NASAA News Conference The North American Securities Administrators Association (NASAA) will release its 2013 Legislative Agenda, outlining specific legislation it will seek in the 113th Congress to enable policymakers to promote investor confidence in U.S. capital markets by striking the most reasonable balance between advancing capital formation and protecting investors. With a history […]
January 24, 2013
NASAA Statement on Nomination of Mary Jo White as SEC Chair
January 24, 2013--White’s successful enforcement background should send a strong message to those who violate our nation’s securities laws that they will be stopped and punished.
December 5, 2012
NASAA Sees Sharp Spike in Crowdfunding Presence on the Internet
December 5, 2012--Crowdfunding’s presence on the Internet has risen sharply in recent months in anticipation of rules to allow small businesses and entrepreneurs to raise investments online.
November 28, 2012
NASAA Statement on SEC Leadership Change
WASHINGTON (November 28, 2012) — The following is a statement from Heath Abshure, president of the North American Securities Administrators Association and Arkansas Securities Commissioner, regarding the upcoming leadership change at the U.S. Securities and Exchange Commission. Earlier this week, President Obama designated SEC Commissioner Elisse Walter as chairman of the SEC effective December 14, […]
November 6, 2012
Massey Reappointed to Two-Year Term Representing NASAA on FSOC
November 6, 2012--Former NASAA President David Massey reappointed to two-year term on Financial Stability Oversight Council.
October 31, 2012
