Investor Advisories
August 29, 2023
Informed Investor Advisory: Will the Real Adviser or Broker Please Stand Up?
Scammers will go to any length to steal your money and personal information, including using technology and publicly available information to impersonate someone else. By taking information from a public database of brokers and investment advisers, a scammer could pretend to be a legitimate investment professional, earn your trust, and steal your identity or convince you to send them money. A little bit of research can prevent you from falling for their schemes.
August 22, 2023
Informed Investor Advisory: Other People’s Money Investment Scams
This NASAA investor advisory explains how you can protect yourself from the "Other People's Money" investment scam.
June 7, 2023
Informed Investor Advisory: Seniors’ Guide to Staying Safe Online
To avoid online scams, it is important to keep on top of the web services, subscriptions, and passwords that you are using. This investor advisory explains how you can take a proactive role in staying more secure online.
March 29, 2023
Informed Investor Advisory: Crypto
This investor advisory explains why some investors may be exposed to risky investments in the crypto industry without knowing it. Investors should understand what assets are being held in their investment portfolio.
February 7, 2023
NASAA Investor Alert: Self-Directed IRAs and the Risk of Fraud
NASAA and its partners are issuing this Investor Alert to warn investors of risks associated with self-directed Individual Retirement Accounts (self-directed IRAs).
November 29, 2022
Informed Investor Advisory: Unsolicited Text Messages
This investor advisory warns against answering unsolicited text messages from unknown senders.
November 29, 2022
Informed Investor Advisory: Single Stock ETFs
This investor advisory explains single stock ETFs and the risks involved with them.
August 31, 2022
Informed Investor Advisory: The Metaverse
This investor advisory highlights some current metaverse investment scams and discusses ways that investors can protect themselves.
August 2, 2022
Informed Investor Advisory: Finfluencers
This investor advisory explains what finfluencers are, how they are compensated, what you should keep in mind when you are exposed to finfluencers’ content, red flags to watch out for, and resources available to you.
March 31, 2022
