Adopted Model Rules & Acts
Current model rules are posted here. Please direct inquiries about prior model rules to the NASAA Legal Department.
September 3, 1987
Financial Reporting Requirements for Investment Advisers 203(c)-1
April 5, 1985
Model State Commodity Code
May 15, 1984
Model Business Opportunity Sales Act
September 21, 1983
Uniform Limited Offering Exemption
October 14, 1981