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Adopted Model Rules & Acts

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Topic
Year
April 5, 1985

Model State Commodity Code

May 15, 1984

Model Business Opportunity Sales Act

September 21, 1983

Uniform Limited Offering Exemption

May 23, 1983

Dishonest or Unethical Business Practices of Broker-Dealers and Agents

October 14, 1981

Uniform Take-Over Act





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