Adopted Model Rules & Acts
Current model rules are posted here. Please direct inquiries about prior model rules to the NASAA Legal Department.
April 18, 2004
Unethical Business Practices of Investment Advisers
October 1, 2002
Guidelines Regarding Viatical Investments
September 16, 2000
Withdrawal from Registration of Investment Advisers and IA Representatives 204(e)-1
September 16, 2000
Notice Filing Requirements for Federal Covered Advisers 202(b)-1
September 16, 2000
Electronic Filing Requirements for Investment Advisers 202(a)-A
September 16, 2000
IARD Implementation
September 16, 2000
