Adopted Model Rules & Acts
Current model rules are posted here. Please direct inquiries about prior model rules to the NASAA Legal Department.
December 18, 2024
Examination Requirements for Investment Adviser Representatives
December 18, 2024
Examination Requirements for Broker Dealer Agents
April 17, 2023
NASAA Investment Adviser Representative Examination Validity Extension Program Model Rule
September 18, 2022
Examination Requirements for Broker Dealer Agents
September 18, 2022
Examination Requirements for Investment Adviser Representatives
May 16, 2022
