Prohibiting Mandatory Arbitration Agreements in Our Capital Markets

Letter from NASAA President and Maryland Securities Commissioner Melanie Senter Lubin entered into the record on behalf of NASAA for a hearing before the U.S. Senate Committee on Banking, Housing, and Urban Affairs on the use of mandatory arbitration agreements in the sale of financial services and products.

March 8, 2022

•  Download: NASAA Letter to SBC Leadership Regarding Mandatory Arbitration Agreements in Our Capital Markets