- Oklahoma is a Uniform Act jurisdiction. Oklahoma participates in the NASAA coordinated review programs with merit review jurisdictions.
- Oklahoma accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Oklahoma collects both a variable and fixed fee. Any person filing a registration statement shall pay an examination fee of Two Hundred Dollars ($200.00) and a filing fee computed upon the aggregate offering price of the securities sought to be registered in Oklahoma as follows: a fee equal to one-tenth of one percent (1/10 of 1%) of said price; provided, in no event shall the filing fee be less than Two Hundred Dollars ($200.00) or more than Two Thousand Five Hundred Dollars ($2,500.00).
- Fees should be made payable to “Oklahoma Securities Department”. Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| Oklahoma Department of Securities 204 N Robinson, Ste. 400 Oklahoma City, OK 73102-7001 |
Oklahoma Department of Securities 204 N Robinson, Ste. 400 Oklahoma City, OK 73102-7001 |
- For additional information, please visit the regulator’s website at www.securities.ok.gov or contact them at (405) 280-7700.
