- Missouri is a merit jurisdiction.
- Missouri accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Missouri collects a variable fee. For registration of up to $100,000 of securities in Missouri, the filing fee is $100. To register more than $100,000, the registration fee is 1/20th of 1% of the amount above $100,000. The maximum total fee is $1,000. Fees should be payable to “Missouri Secretary of State”. Payments should be sent to the following address:
Mailing Address: | Courier Address: |
Secretary of State Securities Division 600 W. Main Street PO Box 1276 Jefferson City, Mo 65102 |
Secretary of State Securities Division 600 W. Main Street Jefferson City, Mo 65102 |
- For additional information, please visit the Securities Division’s website at https://www.sos.mo.gov/securities/, or contact them at (573) 751-4136.