- Arkansas is a merit jurisdiction.
- Arkansas accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Arkansas collects a variable fee equal to 0.1% of the maximum aggregate offering price at which the registered securities are to be offered in AR, but the fee shall be no less than $150 and no more than $2,000. Fees should be payable to “Arkansas Securities Department”. Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| Arkansas Securities Department 1 Commerce Way Suite 402 Little Rock, AR 72202 |
Arkansas Securities Department 1 Commerce Way Suite 402 Little Rock, AR 72202 |
- For additional information, please visit the Department’s website at www.securities.arkansas.gov, or contact either Felicia West at 501-324-8697.
