Contact Your Regulator IAR Continuing Education
Home > Policy > Regulatory Policy > The State of Maine Office of Securities announces the final adoption of two rules

The State of Maine Office of Securities announces the final adoption of two rules

December 3, 2003

The State of Maine Office of Securities announces the final adoption of two rules: 
Chapter 541 reduces sales representative renewal fees from $40 to $30 and Chapter 540 adopts Adjudicatory Proceeding Rules

In This Section
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION ™750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
Copyright©2024, NASAA. No materials, including graphics, may be reused, modified or reproduced without written permission.




Skip to content