Date: December 10, 2024
Written Statement of Stephen Brey, Staff Attorney for the State of Michigan Corporations, Securities, and Commercial Licensing Bureau, Vice Chair of the NASAA Investment Adviser Section Committee, and Co-Chair of the NASAA Investment Adviser Section Regulatory Policy and Review Project Group, at the December 10, 2024, U.S. Securities and Exchange Commission Investor Advisory Committee Panel “Examining the Use of Mandatory Arbitration Clauses by Registered Investment Advisers”
