Following input from members and industry representatives, NASAA’s Investment Adviser Representative Continuing Education (IAR CE) Committee is progressing in its work to create a continuing education program for investment adviser representatives. 

As part of its work, the IAR CE Committee is conducting a nationwide survey to collect input and views on potential course content for Investment Adviser Representative Continuing Education classes.

The survey is available here. 

Please respond to each question and share your views on the topics to be included in these classes. The survey is anonymous and will remain open until September 21, 2020.

The overall goal of the program is to ensure that investment adviser representatives receive continuing education on the securities business relevant to their duties and obligations.This type of regulatory initiative benefits greatly from extensive internal and external input. Industry input to this survey is critical for NASAA’s decision-making on the design and potential implementation of a continuing education program for investment adviser representatives.