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The Need for Financial Aid to America’s States and Territories During the Pandemic

Written Statement of Lisa HopkinsWest Virginia Senior Deputy Securities Commissioner and NASAA PresidentOn Behalf of The North American Securities Administrators…

State Securities Regulators Announce $1.3 Billion Settlement with Wells Fargo Investors in Auction Rate Securities Investigations

WASHINGTON, D.C. November 18, 2009 - The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

Penalties for White Collar Offenses: Are We Really Getting Tough on Crime?

Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the Crime and Drugs Subcommittee Senate Judiciary Committee…

ANNUAL REPORTS

NASAA had a productive 2017-2018 under the presidency of Alabama Securities Commission Director Joseph Borg. ARCHIVE 2016-2017: NASAA Year in Review2015-2016:…

NASAA: The Time for Real Regulatory Reform is Now

Crawford: “Now is the time for Congress to do the right thing for investors and restore integrity in the marketplace.”…
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