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Andrea Seidt to Become NASAA’s Representative on the SEC Investor Advisory Committee

WASHINGTON, D.C. – (September 12, 2024) – The North American Securities Administrators Association (NASAA) is pleased to announce that Andrea…

The Role of State Securities Regulators in Protecting Investors

Testimony of Ralph A. Lambiase Director, Division of Securities Connecticut Department of Banking & President North American Securities Administrators Association,…

Informed Investor Alert: Peer-to-Peer Lending

Are you an informed investor? Peer-to-Peer Lending What is Peer-to-Peer (P2P) Lending? Peer–to-peer lending is an emerging online financial service…

Groups Urge Senate Banking Committee to Protect Investors by Adopting a Strong, Pro-Investor Fiduciary Duty for All Who Provide Investment Advice

Counter Myths Being Circulated by Those Seeking to Weaken the Standard WASHINGTON, D.C., January 11, 2010 – Seven organizations –…

The JOBS Act: The Importance of Prompt Implementation for Entrepreneurs, Capital Formation, and Job Creation

STATEMENT OF A. HEATH ABSHUREARKANSAS SECURITIES COMMISSIONERANDPRESIDENT OF THENORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATIONBEFORE THEHOUSE SUBCOMMITTEE ON CAPITAL MARKETS AND GOVERNMENT…