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Focus Now Shifts from Congress to the Rulemaking Process WASHINGTON (July 21, 2010) – The North American Securities Administrators Association…
Charting a Course for the Future of Financial Regulation WASHINGTON, July 27, 2010—The North American Securities Administrators Association (NASAA) will…
Crawford: “Knowledge, attention to detail and a healthy sense of skepticism are a triple threat to fight investment fraud.” WASHINGTON…
NASAA FRANCHISE RESOURCES The Franchise and Business Opportunities Project Group has issued guidance regarding franchisors using historical financial performance representations…
Dodd-Frank Implementation in Spotlight at NASAA Public Policy Conference WASHINGTON (March 14, 2011) – State and provincial securities regulators will…