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State Securities Regulators Applaud Dodd-Frank Wall Street Reform and Consumer Protection Act as it is Signed into Law

Focus Now Shifts from Congress to the Rulemaking Process WASHINGTON (July 21, 2010) – The North American Securities Administrators Association…

NASAA To Host Annual Conference in Baltimore September 26-28

Charting a Course for the Future of Financial Regulation WASHINGTON, July 27, 2010—The North American Securities Administrators Association (NASAA) will…

NASAA Identifies Top Investor Traps

Crawford: “Knowledge, attention to detail and a healthy sense of skepticism are a triple threat to fight investment fraud.” WASHINGTON…

Franchise Resources

NASAA FRANCHISE RESOURCES The Franchise and Business Opportunities Project Group has issued guidance regarding franchisors using historical financial performance representations…

State and Provincial Securities Regulators to Convene

Dodd-Frank Implementation in Spotlight at NASAA Public Policy Conference WASHINGTON (March 14, 2011) – State and provincial securities regulators will…




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