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TESTIMONY OF MELANIE SENTER LUBIN MARYLAND SECURITIES COMMISSIONER ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION BEFORE THE U.S.…
Written Testimony of John Morgan Securities Commissioner of TexasOn behalf ofThe North American Securities Administrators Association, Inc. Before theHouse Committee…
WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…
State Securities Regulators Offer Series of Compliance Best Practices Download >> 2010 Broker-Dealer Coordinated Examination Report WASHINGTON (October 12, 2010) –…