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NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.

WASHINGTON (April 7, 2010) – The following is a statement by Denise Voigt Crawford, President of the North American Securities…

State Securities Regulators Announce Launch of Online Service Providing Background Information About Investment Adviser Representatives

WASHINGTON, D.C. (June 28, 2010) – The North American Securities Administrators Association (NASAA) today announced the launch of an enhancement…

NASAA Leadership Announcement

Christopher Gerold Elected to Serve as President-ElectWASHINGTON, DC, June 28, 2019 – The North American Securities Administrators Association (NASAA) today…

NASAA Urges Congress to Support Dodd-Frank Wall Street Reform and Consumer Protection Act Conference Report

WASHINGTON (June 29, 2010) –The North American Securities Administrators Association (NASAA) today urged Congress to support the landmark Dodd-Frank financial…

NASAA Statement on the SEC’s Vote to Enhance Investment Adviser Disclosure

WASHINGTON (July 21, 2010) – The following is a statement from North American Securities Administrators Association (NASAA) President and Texas…




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