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Maryland Interpretive Opinion/No Action Position on Revision to Delivery Requirements Under Maryland Franchise Law

June 18, 2010 (more…)

Washington Proposes to Amend Accredited Investor Definition to Conform with Federal Law

August 18, 2010 (more…)

State Securities Regulators Announce Settlement with Bankers Life and Casualty Company

NASAA Task Force Finds Illinois-based Insurance Firm Acted as Unlicensed Broker-Dealer and Investment Adviser  WASHINGTON, D.C., April 4, 2012 — The…

NASAA Statement on the SEC's Vote to Enhance Investment Adviser Disclosure

WASHINGTON (July 21, 2010) – The following is a statement from North American Securities Administrators Association (NASAA) President and Texas…

NASAA Members Adopt Model Act to Award and Protect Whistleblowers

WASHINGTON, D.C. (August 31, 2020) —The North American Securities Administrators Association (NASAA) announced today that its membership has voted to…
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