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UNDERSTANDING COLLEGE SAVINGS PLANS The following is adapted from a joint publication by NASAA; the College Savings Plan Network, an affiliate of the…

David Massey of North Carolina to Lead NASAA

BALTIMORE, MARYLAND (September 28, 2010) – North Carolina Deputy Securities Administrator David S. Massey today began a one-year term as…

NASAA Statement on Senator Dodd's Financial Regulatory Reform Proposals

WASHINGTON (March 16, 2010) – The following is a statement from Denise Voigt Crawford, President of the North American Securities…

NASAA Urges SEC to Put Investors First in Dodd-Frank Fiduciary Study

WASHINGTON (August 31, 2010) – As the debate over financial reform shifts from Congress to regulatory agencies, the North American…

Proposed Model Rule for Exempt Reporting Advisers

On December 10, 2010, NASAA published for comment a proposed model rule that would exempt investment advisers to certain types…




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