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Securities Regulators Announce Settlement with UBS in Auction Rate Securities Investigation

WASHINGTON, D.C. August 11, 2008 — Karen Tyler, President of the North American Securities Administrators Association (NASAA), announced today that…

The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation

Written Testimony of William Beatty Washington Securities Division Director and Past-President of the North American Securities Administrators Association, Inc. House…

Legislation to Further Reduce Impediments to Capital Formation

Testimony of A. Heath Abshure Arkansas Securities Commissioner and Immediate Past-President of the North American Securities Administrators Association, Inc. Before…

NASAA Board Approves the Release for Public Comment of a Proposed Model Act to Award and Protect Whistleblowers

Download: Notice of Request for Public CommentWASHINGTON, D.C. (May 26, 2020)—The North American Securities Administrators Association (NASAA) announced today that…

Maine Issues Licensing Renewal Instructions for Calendar Year 2011

October 20, 2010 (more…)
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