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NASAA Testifies at Congressional Hearing on Proposals to Put Main Street Investor Interests First

WASHINGTON, DC, April 3, 2019 – The North American Securities Administrators Association (NASAA) today offered strong support for a series…

Coordinated Examinations Identify Top BD Compliance Violations

State Securities Regulators Offer Recommended Best Practices Download: 2012 BD Coordinated Examination Report (pdf) SAN DIEGO (September 9, 2012) – Based…

NASAA Seeks Public Comment on Proposed Model Act to Establish Restitution Fund for Victims of Securities Law Violations

 Download: Notice of Request for Public Comment Regarding a Proposed Model Act to Create a Restitution Assistance Fund for Victims…

IA Switch Resource Center

By signing the Dodd-Frank Wall Street Reform and Consumer Protection Act into law, President Obama set in motion a change…

Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies, Part II

Written Testimony of William Beatty Washington Securities Division Director and President-Elect of the North American Securities Administrators Association, Inc. House…
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