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NASAA Offers New Resource to Help Investment Advisers Identify State Registration Requirements

WASHINGTON (March 28, 2012) – The North American Securities Administrators Association (NASAA) today launched an online resource to help investment…

Venture Exchanges and Small-Cap Companies

WRITTEN STATEMENT OF WILLIAM BEATTY PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. AND WASHINGTON SECURITIES DIVISION DIRECTOR BEFORE THE SUBCOMMITTEE…

NASAA Statement on Passage of Senate Financial Reform Bill

WASHINGTON (May 21, 2010) – The following is a statement from Denise Voigt Crawford, President of the North American Securities…

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…

Federal and State Enforcement of Financial Consumer and Investor Protection Laws

Testimony of James B. Ropp Commissioner, Delaware Division of Securities and Chair of the Enforcement Section North American Securities Administrators…
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