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Search Results for: investor bill of rights

NASAA Statement on Passage of Senate Financial Reform Bill

WASHINGTON (May 21, 2010) – The following is a statement from Denise Voigt Crawford, President of the North American Securities…

SCOR Statement of Policy

ADOPTED APRIL 28, 1996 I. Introduction The following guidelines of the North American Securities Administrators Association, Inc. ("NASAA") provide for…

NASAA to Host Public Policy Conference

Conference to Feature Forum on Balance Between Regulatory Reform and Consumer Protection   WASHINGTON (April 13, 2005)  -The North American Securities Administrators Association…

State Securities Regulators Install New President, Board of Directors

New NASAA President Ralph A. Lambiase pledges to focus on increasing cooperation among regulators, maintaining state authority, advancing shareholders’ rights,…

NASAA Urges Congress to Reject the “Securities Fraud Act”

Borg: “Real people will suffer as a result of this misguided and irresponsible legislation.” Written Testimony WASHINGTON, D.C. (June 13,…




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