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Search Results for: investor bill of rights

Protecting Senior Citizens Against Investment Fraud

Testimony of Patricia D. Struck Wisconsin Securities Division Administrator and President North American Securities Administrators Association, Inc. Before the Special…

Legislative Proposals to Enhance Capital Formation and Reduce Regulatory Burdens

WRITTEN STATEMENT OF WILLIAM BEATTY PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. AND WASHINGTON SECURITIES DIVISION DIRECTOR BEFORE THE SUBCOMMITTEE…

Should Small Investors be Exposed to the Risks of Hedge Funds?

Testimony of Joseph P. Borg Director, Alabama Securities Commission and President of the North American Securities Administrators Association, Inc. Before…

An Agenda for Change: How the 111th Congress Can Better Protect Investors

News Conference Opening Statement Fred Joseph Colorado Securities Commissioner President, North American Securities Administrators Association January 29, 2009 National Press…

2004 Presidential Speech, New Jersey Bureau of Securities Chief Franklin Widmann

President’s Remarks Franklin L. Widmann Chief, New Jersey Bureau of Securities President, North American Securities Administrators Association October 2, 2004 NASAA…




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