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Search Results for: investor bill of rights

NASAA Members to Champion Investor Protection on Capitol Hill

WASHINGTON, D.C. – (April 19, 2023) – The North American Securities Administrators Association’s (NASAA) will host its annual “Hill Day”…

President’s Remarks, 2001 SIA Small Firms Conference

Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association October 12, 2001 SIA Small Firms Conference Ft. Lauderdale, Florida…

NASAA Cautions Investors Not to Stumble When Interest Rates Fall Flat

WASHINGTON, D.C., February 1, 2012 — Following the Federal Reserve’s announcement that interest rates are expected to remain low until…

State Securities Regulators Urge Congress to Resist Pressure to Weaken Investor Protections in Reform Proposals

WASHINGTON, D.C. December 4, 2009 – The North American Securities Administrators Association (NASAA) today urged Members of Congress to resist…

NASAA President David S. Massey Testifies

July 12, 2011 NASAA President Identifies Enhancements to Investor Protection Since Passage of the Dodd-Frank Act Full Testimony WASHINGTON (July…




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