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Search Results for: investor bill of rights

Online Tool Helps Investors with Selecting a Financial Advisor

FOR IMMEDIATE RELEASE: Jan. 3, 2018 CONTACTS: Mark Bagley, 202-434-2560, mbagley@aarp.org, @AARPMedia Bob Webster, 202-737-0900, bw@nasaa.org, @NASAA_News ....................   WASHINGTON,…

Working Group Develops Model Fee Disclosure Schedule

New Voluntary Guidelines to Help Investors Understand and Compare Miscellaneous Broker-Dealer Fees Download > Report on Accessibility and Standardization of…

2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director

September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…

Longer stock trading hours mustn’t shorten investors’ time horizons, state securities regulators warn

WASHINGTON (June 30, 1999) – Longer stock trading hours must not encourage Main Street investors to shorten their investment time…

Legislative Agenda Summary

Executive Summary  To help Main Street investors and the nation recover from the recession and financial crisis, NASAA urges the…




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