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Search Results for: fraud

Securities Regulators Unveil Fraud Awareness Quiz

Washington (April 30, 2003)  -- Are you at risk of becoming a victim of financial fraud? A simple quiz released…

Regulators Join Forces to Warn Public of Foreign Currency Trading Frauds

WASHINGTON, D.C. (May 7, 2007) – The Commodity Futures Trading Commission (CFTC) and the North American Securities Administrators Association (NASAA)…

NASAA Warns Investors to Watch for Holiday Investment Fraud

State Securities Regulators Offer Tips and Resolutions for Safe Investing WASHINGTON, D.C., December 13, 2007 – The North American Securities…

NASAA Outlines Strong State Response to COVID-19 Fraud in House Testimony

Urges Congress to Consider Legislation to Protect Seniors and Provide Restitution for Pandemic-related Securities FraudDOWNLOAD: TestimonyWASHINGTON, D.C. (June 16, 2020)…

Affinity Fraud: Beware of Swindlers Who Claim Loyalty to Your Group

State securities regulators are warning investors to be on guard against a rise in affinity group fraud. What is affinity…




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