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Search Results for: fraud

NASAA Outlines Efforts to Fight Senior Investment Fraud

WASHINGTON (August 17, 2004) — North Dakota Securities Commissioner Karen Tyler, on behalf of the North American Securities Administrators Association…

The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)

Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Subcommittee on Capital Markets, Insurance and Government…

State securities cops warn about religious “affinity fraud”

Losses in Greater Ministries case feared at $200 million WASHINGTON (September 1, 1999) – State securities regulators today issued a…

NASAA Urges Congress to Reject the “Securities Fraud Act”

Borg: “Real people will suffer as a result of this misguided and irresponsible legislation.” Written Testimony WASHINGTON, D.C. (June 13,…

Despite crackdown, small-stock fraud remains serious problem

State securities cops warn of Internet hype, high-pressure cold-callers WASHINGTON (December 16, 1999) – Despite a crackdown in recent years…




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