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Search Results for: fraud

Informed Investor Advisory: Don’t Get Swept Away by a Romance Scam

Are you an informed investor? Don’t Get Swept Away by a Romance Scam Dating apps and social media platforms may…

Enhanced Investor Protection After the Financial Crisis

Written Testimony of David Massey NASAA President and North Carolina Deputy Securities Administrator Before the Senate Committee on Banking, Housing,…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…

EIFFE

Elder Investment Fraud and Financial Exploitation (EIFFE) Prevention Program State securities regulators have joined forces with the Investor Protection Trust…

NASAA President Heath Abshure’s Keynote Address at SIFMA Compliance and Legal Society Annual Meeting

March 19, 2013Scottsdale, Arizona Good morning, my name is Heath Abshure.  I am the Arkansas Securities Commissioner, and the President…




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