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Search Results for: fraud

Informed Investor Advisory: Social Networking

Are you an informed investor? Social Networking Social networking in the Internet age allows people to connect to one another more…

State securities regulators issue statement on actions announced by the SEC, U.S. Attorney for the Southern District of New York and the FBI

(June 14, 2000) - As the SEC, U.S. Attorney for the Southern District of New York and the Federal Bureau…

NASAA Testimony at Joint Hearing on Ways to Increase Retirement Savings

Written Statement of Denise Voigt Crawford President, North American Securities Administrators’ Association, Inc. Commissioner, Texas Securities Board Submitted to the…

The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities

Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…

Legislative Agenda for the 117th Congress Principle One

PRINCIPLE 1:Congress must place the interests of investors front-and-center and prioritize measures to protect and empower retail investors.Congress must pursue…




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