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Search Results for: fraud

Penalties for White Collar Offenses: Are We Really Getting Tough on Crime?

Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the Crime and Drugs Subcommittee Senate Judiciary Committee…

President's Remarks, NASAA CRD/IARD Training

Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion April 30, 2004 NASAA 2004 CRD/IARD Training…

NASAA Statement at SEC Seniors Summit

Patricia D. Struck Wisconsin Securities Administrator and President North American Securities Administrators Association Seniors Summit Statement July 17, 2006 Thank…

NASAA Outlines Pro-Investor Legislative Priorities

WASHINGTON, D.C. (January 30, 2008)—The North American Securities Administrators Association (NASAA) today identified 11 key pro-investor legislative priorities it will…

NASAA Testimony Regarding the Commodity Exchange Act Amendments of 1997

Written Statement of A. Duane Fry Georgia Securities and Business Regulation Division Office of the Secretary of State Chairman of…




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