Search Results for: fraud

NASAA Preemption Resource Center

The state-federal system of regulation within the United States is collaborative and complementary. Congress in 2004 recognized that state securities regulators…

Informed Investor Advisory: Precious Metals and Coin Investments

Are you an informed investor? Precious Metals and Coin Investments Predictions around volatility in the domestic and global economy have…

NASAA Legislative Agenda for the 117th Congress Principle Three

PRINCIPLE THREE:Congress should promote policies designed to enhance diversity and inclusion in all aspects of the capital markets, take steps…

The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities

Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…

The SEC’s Potential Role in Addressing Elder Financial Abuse Issues

Written Statement of Kristen StandiferLicensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the…

NASAA Identifies Top 10 Investor Traps

WASHINGTON (August 18, 2009) – With a new school year about to begin, the North American Securities Administrators Association (NASAA)…

Your Parents

Investor Self-DefenseAs a member of SandGEN, one of your responsibilities may be to protect your elderly family members and their…

Investor Library

Recognizing that education and awareness are powerful tools in the fight against investment fraud, NASAA is pleased to offer a collection of investor education…

NASAA Champions Community Resources for World Elder Abuse Awareness Day

WASHINGTON, D.C. – (June 13, 2025) – In recognition of World Elder Abuse Awareness Day on June 15, the North…

NASAA Supports World Elder Abuse Awareness Day

WASHINGTON, June 15, 2015— The North American Securities Administrators Association (NASAA) today recognized World Elder Abuse Awareness Day (WEAAD) by…