NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

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2003 Presidential Speech, Connecticut Division of Securities Director Ralph Lambiase

President's Remarks Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion September 16, 2003 NASAA 86th ANNUAL…

NASAA Statement at SEC Seniors Summit

Patricia D. Struck Wisconsin Securities Administrator and President North American Securities Administrators Association Seniors Summit Statement July 17, 2006 Thank…

Penalties for White Collar Offenses: Are We Really Getting Tough on Crime?

Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the Crime and Drugs Subcommittee Senate Judiciary Committee…

Senior Investor Alert: Free Meal Seminars

Seminars, Specialists and Abusive Sales Practices State securities regulators warn senior investors to be aware that a combination of “free…

President's Remarks, NASAA CRD/IARD Training

Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion April 30, 2004 NASAA 2004 CRD/IARD Training…

One Broker Gone Bad: Punishing the Criminal, Making Victims Whole

Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the House Financial Services Oversight and Investigations Subcommittee,…

NASAA Outlines Pro-Investor Legislative Priorities

WASHINGTON, D.C. (January 30, 2008)—The North American Securities Administrators Association (NASAA) today identified 11 key pro-investor legislative priorities it will…

The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation

Written Testimony of William Beatty Washington Securities Division Director and Past-President of the North American Securities Administrators Association, Inc. House…

NASAA Testimony Regarding the Commodity Exchange Act Amendments of 1997

Written Statement of A. Duane Fry Georgia Securities and Business Regulation Division Office of the Secretary of State Chairman of…

Informed Investor Advisory: Crypto Recovery Room Scams

Are you an informed investor? Crypto Recovery Room Scams Getting calls, texts, messages or emails from someone promising to find…




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