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Search Results for: fraud

NASAA Offers Tips on How to Talk to Aging Parents About Senior Investment Fraud

WASHINGTON (May 22, 2007) — They talked about the birds and bees with you, now it’s your turn to talk…

NASAA COVID-19 Enforcement Task Force Takes 250 Actions to Protect Investors From Pandemic Fraudsters

WASHINGTON, D.C. (December 17, 2020) – The North American Securities Administrators Association (NASAA) reported today that its COVID-19 Enforcement Task…

NASAA Voices Strong Support for Casey/Kohl Legislation to Enhance Penalties for Investment Fraud Against Seniors

WASHINGTON, D.C. June 27, 2008—State securities regulators today voiced strong support for the Senior Investor Protections Enhancement Act of 2008…

NASAA Statement on the Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)

WASHINGTON (February 25, 2004) – The following is a statement by Ralph A. Lambiase, President of the North American Securities…

NASAA Testimony Before the New York Attorney General Regarding Micro-Cap Fraud

Testimony of Mark J. Griffin President, North American Securities Administrators Association Director, Utah Division of Securities Before the New York…




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