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NASAA Updates COVID-19 Enforcement Task Force Actions

WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…

NASAA Releases Annual Enforcement Report

DOWNLOAD: 2019 Enforcement Report Based on 2018 DataWASHINGTON, D.C. (September 10, 2019) – The North American Securities Administrators Association (NASAA)…

2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director

September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…

NASAA COVID-19 Enforcement Task Force Takes 250 Actions to Protect Investors From Pandemic Fraudsters

WASHINGTON, D.C. (December 17, 2020) – The North American Securities Administrators Association (NASAA) reported today that its COVID-19 Enforcement Task…

CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities and State Securities Regulators

............................................... Washington D.C., May 21, 2018 – Commodity Futures Trading Commission (CFTC)…